Commodity Futures Modernization Act

Results: 717



#Item
591Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / Futures contract / U.S. Securities and Exchange Commission / Swap / Commodity Futures Modernization Act / Financial economics / Finance / Financial system

Joint Public Roundtable to Discuss Data for Swaps and Security-Based Swaps, Swap Data

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Source URL: www.sec.gov

Language: English - Date: 2010-09-08 11:56:56
592Financial markets / Options Clearing Corporation / Short / Futures contract / Commodity Futures Trading Commission / Commodity Futures Modernization Act / Broker-dealer / Securities Investor Protection Corporation / Security / Financial economics / Finance / Financial system

Final Rule: Rule 15c3-3 Reserve Requirements for Margin Related to Security Futures Products

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Source URL: www.sec.gov

Language: English - Date: 2004-09-13 16:35:36
593Financial regulation / Business / U.S. Securities and Exchange Commission / Futures contract / Price of petroleum / Independent agencies of the United States government / Commodity Futures Modernization Act / Late-2000s financial crisis / Commodity Futures Trading Commission / Financial economics

Oil and Gas Price Fraud Working Group

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Source URL: www.justice.gov

Language: English - Date: 2011-05-06 15:39:14
594Derivative / Dodd–Frank Wall Street Reform and Consumer Protection Act / Swap / Futures exchange / Over-the-counter / Futures contract / Commodity Futures Trading Commission / LCH.Clearnet / Commodity Futures Modernization Act / Financial economics / Finance / Financial system

Proposed Rule: End-User Exception to Mandatory Clearing of Security-Based Swaps

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Source URL: www.sec.gov

Language: English - Date: 2010-12-28 14:08:51
595Privacy / Law / United States federal banking legislation / Computer law / Financial regulation / Gramm–Leach–Bliley Act / Privacy policy / Internet privacy / Commodity Futures Modernization Act / Ethics / Privacy law / 106th United States Congress

Microsoft Word[removed]Final GLB rule-to Secretary _11 17 09_.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-11-17 09:10:56
596Derivative / Financial markets / Commodity Futures Trading Commission / Futures contract / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Futures Modernization Act / Trade Repository / Financial economics / Finance / Financial system

Request for Comments: Acceptance of Public Submissions on a Study Mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act, Section 719(b)

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Source URL: www.sec.gov

Language: English - Date: 2010-12-03 13:30:28
597Financial system / Finance / Commodity Futures Modernization Act / Commodity Exchange Act / Commodity Futures Trading Commission / Financial economics / Futures contract

S. HRG. 110–285 Senate Hearings Before the Committee on Appropriations Financial Services

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Source URL: www.gpo.gov

Language: English - Date: 2013-02-06 10:35:54
598United States securities law / Financial markets / 106th United States Congress / American International Group / Commodity Futures Modernization Act / Enron / Futures contract / Commodity Futures Trading Commission / Commodity Exchange Act / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION [Release No[removed]August 21, 2001] Order Granting Temporary Exemption of Certain Futures Commission Merchants and Introducing Brokers from the Registration Requirements of Section

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Source URL: www.sec.gov

Language: English - Date: 2001-08-21 16:43:08
599Economics / Financial economics / Late-2000s financial crisis / Financial markets / Commodity Futures Modernization Act / Flash Crash / Commodity Futures Trading Commission / Financial regulation / U.S. Securities and Exchange Commission

Notice of Meeting of Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues

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Source URL: www.sec.gov

Language: English - Date: 2010-10-25 13:44:05
600Commodity Futures Trading Commission / Options Clearing Corporation / Futures contract / Commodity Exchange Act / Futures exchange / Derivative / Commodity Futures Modernization Act / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]March 4, 2014 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change to Comply With Re

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Source URL: www.sec.gov

Language: English - Date: 2014-03-05 09:50:25
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